Fund Formation

Fund Formation Lawyers

Sponsoring a fund is a daunting undertaking, even for seasoned professionals. Investor expectations evolve constantly. Assets change rapidly. Competition is fierce. Investment theses are challenged. Customary fee structures are under pressure. And regulators incessantly raise roadblocks.You need advisers who understand the intricacies of fund formation, who can alleviate your burden and who can help you close your fund.

Our Service

Our fund formation lawyers began working with fund sponsors in 1999 in New York and have established venture capital, private equity, real estate and hedge funds of all sizes. We are well versed not only in applicable regulations but market practice, and we render strategic as well as legal counsel.

Our fund formation practice can provide support with:

  • LLC formation
  • Limited partnership formation
  • Term sheets
  • Private placement memoranda (PPMs)
  • Subscription documents
  • Investment Advisers Act compliance, including Form ADV
  • Investment Company Act compliance
  • State investment adviser regulatory requirements
  • Securities Act exemptions
  • Regulation D
  • State blue sky laws
  • Side letters
  • Due diligence
  • Investor questionnaires
  • Marketing and solicitation
  • Structuring
  • Investor presentations
  • Drawdowns
  • Investment Management Agreements
  • Advisory boards
  • Carried interest allocations
  • Employee relations
  • Governance
  • Fiduciary duties
  • Distributions
  • Portfolio investments
  • Co-investments
  • Foreign investors
  • Employee benefit plan investors
  • Conflicts of interest
  • Pay-to-play and lobbyist rules
  • Compliance policies
  • Record retention
  • And privacy policies.

Whether you’re a new fund sponsor or a seasoned pro, our fund formation lawyers can get you to closing and keep you compliant. Contact Jasso Lopez today.

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